1.2 Fixed Charge over cash
The Chargor hereby charges in favour of the Chargee, as security for the payment and discharge of the Secured Obligations, by way of first fixed charge, all the Chargor's right, title and interest from time to time in and to the Cash Account and all Deposits standing to the credit of that Cash Account.
1.3 Assignment
The Chargor hereby assigns and agrees to assign absolutely as beneficial owner to the Chargee as security for the payment and discharge of the Secured Obligations all the Chargor's right, title and interest from time to time in and to the Securities Account and all Related Rights in relation thereto.
1.4 Additional Margin and Required Margin delivered to Chargee
Upon the delivery by the Chargor of:
1.4.1 any Required Margin pursuant to Paragraph 8 (Credit Support) of the Margin Loan Transaction; or
1.4.2 any Additional Margin pursuant to Paragraph 5.1(f) (Prepayment Trigger - Share Price Decline Event of 40% or more) of the Margin Loan Transaction,
into the Securities Account or the Cash Account, as the case may be, any Shares and/or cash forming part of that Additional Margin and that Required Margin shall immediately be subject to the security constituted by this Deed under the first fixed charge and assignment pursuant to Clause 3.1, 3.2 and 3.3 above.
1.5 Required Margin Release delivered to Chargor
Upon the delivery by the Chargee of any Required Margin Release to Sany pursuant to receipt of a Margin Release Notice from Sany under Paragraph 8 (Credit Support) of the Margin Loan Transaction, the security constituted by this Deed over any Shares and/or cash forming part of that Required Margin Release will be released immediately and, to the extent possible, without any further action by either party.
1.6 Notice to Chargee
Execution of this Deed shall constitute notice to the Chargee of the security interests created herein.
1.7 Notice to HKSCC
The Chargee may, but shall not be obliged to, give notice of this Deed and the security interests created hereunder to HKSCC using the form set out in Schedule 4 (Form of Notice to HKSCC).
[譯文]
1. 質(zhì)押與轉(zhuǎn)讓
1.1 固定股票質(zhì)押
作為償付并清償擔保債務(wù)之擔保，作為受益所有人的質(zhì)押人在此通過第一順位固定質(zhì)押方式，對股票以及與此相關(guān)的所有相關(guān)權(quán)利不時具有的全部質(zhì)押人權(quán)利、所有權(quán)和權(quán)益設(shè)立惠及質(zhì)押權(quán)人的質(zhì)押。
1.2 固定現(xiàn)金質(zhì)押
作為償付并清償擔保債務(wù)之擔保，質(zhì)押人在此通過第一順位固定質(zhì)押方式，對現(xiàn)金賬戶以及該現(xiàn)金賬戶中貸記的全部存款不時具有的全部質(zhì)押人權(quán)利、所有權(quán)和權(quán)益設(shè)立惠及質(zhì)押權(quán)人的質(zhì)押。
1.3 轉(zhuǎn)讓
作為償付并清償擔保債務(wù)之擔保，作為受益所有人的質(zhì)押人在此絕對地轉(zhuǎn)讓并同意將證券賬戶中的全部質(zhì)押人權(quán)利、所有權(quán)和權(quán)益以及與此相關(guān)的全部相關(guān)權(quán)利轉(zhuǎn)讓給質(zhì)押權(quán)人。
1.4 交付給質(zhì)押權(quán)人的追加保證金和要求保證金
在質(zhì)押人將如下保證金交付至證券賬戶或現(xiàn)金賬戶后，視具體情況而定：
1.4.1 依據(jù)保證金貸款交易第8款（信用支持）請求的任何要求保證金；或者
1.4.2 依據(jù)保證金貸款交易第5.1(f)款（提前還款誘因 – 股價下跌40%或以上的事件）請求的任何追加保證金，
構(gòu)成該追加保證金和該要求保證金一部分的任何股票和/或現(xiàn)金應(yīng)立即受限于本契約規(guī)定的第一順位固定質(zhì)押下的擔保和依據(jù)上文第3.1、3.2和3.3款進行的轉(zhuǎn)讓。
1.5 向質(zhì)押人發(fā)送要求保證金解除
在質(zhì)押權(quán)人依據(jù)從三一收到的保證金貸款交易第8款（信用支持）下的保證金解除通知 而將任何要求保證金解除發(fā)送給三一后，應(yīng)立即在盡可能的范圍內(nèi)且無需任一方采取任何進一步的行動，而解除本契約規(guī)定的構(gòu)成該要求保證金解除一部分的任何股票和/或現(xiàn)金上的擔保。
1.6 通知質(zhì)押權(quán)人
本契約簽署應(yīng)構(gòu)成對質(zhì)押權(quán)人就本契約下所設(shè)立擔保權(quán)益之通知。
1.7 通知HKSCC
質(zhì)押權(quán)人可以但無義務(wù)采用附表4（發(fā)送給HKSCC的通知格式）說明的格式將本契約以及本契約下所設(shè)立之擔保權(quán)益通知給HKSCC。
京公網(wǎng)安備 11010502042637號